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Market Regulation Certification (D) Working Group

2025 Membership (PDF)

The Market Regulation Certification (D) Working Group will meet at the NAIC national meetings and will accomplish its assigned tasks via regularly scheduled conference calls. Notice of upcoming conference calls will be posted on this Web page, on the Conference Call Calendar, StateNet, and MyNAIC.

2025 Charges

  1. The Market Regulation Certification (D) Working Group will:
    1. Implement the Voluntary Market Regulation Certification Program by: i) provisionally certifying each jurisdiction that submits a self-certification report; ii) assessing the submission and monitoring the progress of each provisionally certified jurisdiction towards compliance to each certification standard; and iii) providing peer review and guidance for any participating jurisdiction that requests guidance.
    2. Develop a mechanism for enabling participating jurisdictions to apply for full certification. This will include: i) forming an NAIC review team; and ii) developing methods for assessing and auditing full-certification requests.
    3. Review feedback from jurisdictions concerning any issues or recommended changes to the Voluntary Market Regulation Certification Program requirements and the Market Regulation Certification Program Self-Assessment Guidelines and Checklist Tool.
    4. Consider new standards to be incorporated into the Voluntary Market Regulation Certification Program.
Upcoming Meeting
Market Regulation Certification (D) Working Group

Public Webex Meeting
Wednesday, August 06, 2025
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Duration: 1 hour
Webex Link

Discussion of proposed market analysis requirement

Calendar

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Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Wednesday, August 06, 2025
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Duration: 1 hour
Webex Link

Discussion of proposed market analysis requirement

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Wednesday, May 21, 2025
12:00 PM ET, 11:00 AM CT, 10:00 AM MT, 9:00 AM PT
Expected Duration: 1 hour
Webex Link

To be determined.

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Monday, September 23, 2024
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Duration: 1 hour
Webex Link

To be determined.

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Monday, June 24, 2024
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Duration: 1 hour
Webex Link

To be determined.

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Monday, April 29, 2024
1:00 PM ET, 12:00 PM CT, 11:00 AM MT, 10:00 AM PT
Expected Duration: 1 hour
Webex Link

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Monday, February 26, 2024
3:00 PM ET, 2:00 PM CT, 1:00 PM MT, 12:00 PM PT
Expected Duration: 1 hour
Webex Link

In lieu of meeting at the Spring National Meeting

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Tuesday, June 06, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Duration: 1 hour
Webex Link

Consider adoption of the Market Regulation Certification Program Requirements, Guidelines, Checklist and Scoring Matrix

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Tuesday, May 09, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Duration: 1 hour
Webex Link

Featured
Market Regulation Certification (D) Working Group

Public Webex Meeting
Monday, February 27, 2023
2:00 PM ET, 1:00 PM CT, 12:00 PM MT, 11:00 AM PT
Expected Duration: 1 hour
Webex Link

To be determined.

There are no meeting materials at this time.

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Related NAIC Publications

Committee and task force minutes PDF files will be posted to the Interactive Agenda approximately 10 business days after the conclusion of a national meeting. They are posted to the Interactive Agenda for each meeting tab on the Meetings page. The Proceedings of the NAIC are made available after the minutes are adopted at each subsequent meeting and may be accessed via the NAIC Publications page.

 

Contacts

Media Inquiries
(816) 783-8909
news@naic.org

Randy Helder
Assistant Director, Market Regulation
816-783-8261

Tim Mullen
Director, Market Regulation
816-783-8260

Please see the current Committee List for a complete list of committee members.

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